Senior Wealth Advisor SAFE Act - Inland Empire/San Diego/Las Vegas
Location: Aliso Viejo
Posted on: June 20, 2022
The Financial Advisor SAFE Act is a seasoned professional role.
Applies in-depth disciplinary knowledge, contributing to the
development of new techniques and the improvement of processes and
work-flow for the area or function. Integrates subject matter and
industry expertise within a defined area. Requires in-depth
understanding of how areas collectively integrate within the
sub-function as well as coordinate and contribute to the objectives
of the function and overall business. Evaluates moderately complex
and variable issues with substantial potential impact, where
development of an approach/taking of an action involves weighing
various alternatives and balancing potentially conflicting
situations using multiple sources of information. Requires good
analytical skills in order to filter, prioritize and validate
potentially complex and dynamic material from multiple sources.
Strong communication and diplomacy skills are required. Regularly
assumes informal/formal leadership role within teams. Involved in
coaching and training of new recruits Significant impact in terms
of project size, geography, etc. by influencing decisions through
advice, counsel and/or facilitating services to others in area of
specialization. Work and performance of all teams in the area are
directly affected by the performance of the individual.
- Responsible for providing a wide variety of financial and
investment services to an Ultra high Net Worth client base inThe
- Manage accounts of high net worth investors and jointly develop
financial strategies with the Private Bankers.
- Conduct sophisticated economic and financial market
- Analyze economic trends/activities and advise the effects on
the investors' portfolios
- Recommend changes to the investors' holdings after evaluating
the economic, financial and market factors and the potential impact
on the investors' portfolios.
- Adhere to a specific prospecting code of conduct, which (1)
permits acquiring new private client accounts only by referral or
personal contact with an individual seeking to do business and (2)
prohibits seminars, mail campaigns, cold calling and any other
methods of solicitation.
- Develop relationships and generate ideas with the Bankers and
the clients that will lead to the growth of the asset base.
- Appropriately assess risk when business decisions are made,
demonstrating particular consideration for the firm's reputation
and safeguarding Citigroup, its clients and assets, by driving
compliance with applicable laws, rules and regulations, adhering to
Policy, applying sound ethical judgment regarding personal
behavior, conduct and business practices, and escalating, managing
and reporting control issues with transparency.Qualifications:
- 5-8 years of experience
- SIE, Series 7 and 66 licenses and additional licensing as
- Proficient in software applications (ex. Microsoft Word,
- Knowledge of Bloomberg a definite asset
- Able to work without direction.
- Ability to communicate with co-workers and clients.
- Excellent written and communication skills.
- Strong financial backgroundEducation:
- Bachelor's/University degree or equivalent experience-Job
Family Group:Private Client Coverage-Job Family:Financial Planning
Services-Time Type:-Citi is an equal opportunity and affirmative
action employer.Qualified applicants will receive consideration
without regard to their race, color, religion, sex, sexual
orientation, gender identity, national origin, disability, or
status as a protected veteran.Citigroup Inc. and its subsidiaries
("Citi") invite all qualified interested applicants to apply for
career opportunities. If you are a person with a disability and
need a reasonable accommodation to use our search tools and/or
apply for a career opportunity review Accessibility at Citi.View
the "EEO is the Law" poster. View the EEO is the Law
Supplement.View the EEO Policy Statement.View the Pay Transparency
Posting-Effective November 1, 2021, Citi requires that all
successful applicants for positions located in the United States or
Puerto Rico be fully vaccinated against COVID-19 as a condition of
employment and provide proof of such vaccination prior to
commencement of employment.
Keywords: Citi, Aliso Viejo , Senior Wealth Advisor SAFE Act - Inland Empire/San Diego/Las Vegas, Other , Aliso Viejo, California
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